SEC Form 5 · accession 0001437749-17-007973
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C Walker
Officer — CFO, VP Finance
Period of report
Dec 31, 2011
Accepted (ET)
May 4, 2017 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy)F1 | $6.09 | Nov 16, 2011 | A | 180,000 | A | — | Nov 15, 2021 | Common Stock | 180,000 | 180,000 | D |
Explanation of responses
- F1Stock options vest over four (4) years, with twenty five percent (25%) of the total shares subject to the grant vesting on November 16, 2012 and then 1/48 of the total shares subject to the grant monthly thereafter until fully vested