SEC Form 4 · accession 0001437749-16-041641
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lucio Lanza
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2016 | M | 45,000 | $5.40 | A | 334,623 | D | |
| Common StockF1 | Nov 8, 2016 | F | 14,000 | $19.8925 | D | 320,623 | D | |
| Common Stock | holding | — | — | — | 121,720 | I | By Lanza tech Ventures |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915.