SEC Form 4 · accession 0001437749-16-034890
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stephen Heinrichs
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | A | 5,156 | $0.00 | A | 29,968 | D | |
| Common Stock | holding | — | — | — | 19,431 | I | By Fairview Financial Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on July 1, 2016 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.