SEC Form 4 · accession 0001437749-15-012287
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stephen Heinrichs
Director
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 5,907 | $16.00 | A | 25,094 | D | |
| Common StockF1 | Jun 11, 2015 | S | 5,907 | $16.401 | D | 19,187 | D | |
| Common Stock | Jun 12, 2015 | M | 29,093 | $16.00 | A | 48,280 | D | |
| Common StockF2 | Jun 12, 2015 | S | 29,093 | $16.491 | D | 19,187 | D | |
| Common Stock | holding | — | — | — | 13,313 | I | By Fairview Financial Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $16.00 | Jun 11, 2015 | M | 5,907 | A | Aug 1, 2006 | Jul 31, 2015 | Common Stock | 5,907 | 24,093 | D |
| Stock Options (Right to Buy) | $16.00 | Jun 12, 2015 | M | 24,093 | A | Aug 1, 2006 | Jul 31, 2015 | Common Stock | 24,093 | 0 | D |
| Stock Options (Right to Buy) | $16.00 | Jun 12, 2015 | M | 5,000 | A | Aug 1, 2006 | Jul 31, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.40 to $16.416.
- F2Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.49 to $16.51.