SEC Form 4 · accession 0001437749-15-010684
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucio Lanza
Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 50,000 | $12.33 | A | 302,967 | D | |
| Common StockF1 | May 19, 2015 | F | 38,500 | $16.0767 | D | — | D | |
| Common Stock | holding | — | — | — | 121,720 | I | By Lanza techVentures |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.33 | May 19, 2015 | M | 50,000 | A | May 25, 2006 | May 25, 2015 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16 to $16.36.