SEC Form 4 · accession 0001437749-15-003369
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C Walker
Officer — CFO, VP Finance
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | M | 117,401 | $6.09 | A | 131,697 | D | |
| Common StockF1 | Feb 23, 2015 | S | 117,401 | $17.52 | D | 14,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $6.09 | Feb 23, 2015 | M | 117,401 | A | Nov 16, 2012 | Nov 15, 2021 | Common Stock | 117,401 | 33,750 | D |
Explanation of responses
- F1Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.50 to $17.59.