SEC Form 4 · accession 0001437749-15-003142
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C Walker
Officer — CFO, VP Finance
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | M | 12,343 | $6.09 | A | 31,467 | D | |
| Common Stock | Feb 19, 2015 | S | 1,612 | $17.91 | D | 29,855 | D | |
| Common Stock | Feb 19, 2015 | S | 100 | $17.92 | D | 29,755 | D | |
| Common Stock | Feb 19, 2015 | S | 200 | $17.90 | D | 29,555 | D | |
| Common Stock | Feb 19, 2015 | S | 2,916 | $17.89 | D | 26,639 | D | |
| Common StockF2 | Feb 19, 2015 | S | 18 | $12,343.00 | D | 14,296 | D | |
| Common Stock | Feb 20, 2015 | M | 9,006 | $6.09 | A | 23,302 | D | |
| Common StockF3 | Feb 20, 2015 | S | 9,006 | $17.75 | D | 14,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $6.09 | Feb 19, 2015 | M | 12,343 | A | Nov 16, 2012 | Nov 15, 2021 | Common Stock | 12,343 | 160,157 | D |
| Stock Options (Right to Buy) | $6.09 | Feb 20, 2015 | M | 9,006 | A | Nov 16, 2012 | Nov 15, 2021 | Common Stock | 9,006 | 151,151 | D |
Explanation of responses
- F1Includes 891 shares of common stock that were purchased on January 31, 2015 under the PDF Employee Stock Purchase Plan.
- F2Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.75 to $17.79.
- F3Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.7 to $17.82.