SEC Form 4 · accession 0001437749-15-002901
PDF SOLUTIONS INC · PDFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cornelis Hartgring
Officer — Vice President, CSS
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 8:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120914
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 1,459 | $3.62 | A | 36,171 | D | |
| Common Stock | Feb 12, 2015 | M | 18,562 | $6.21 | A | 54,733 | D | |
| Common Stock | Feb 12, 2015 | M | 833 | $8.79 | A | 55,566 | D | |
| Common StockF1 | Feb 12, 2015 | S | 20,854 | $18.187 | D | 34,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.79 | Feb 12, 2015 | M | 833 | A | Jun 22, 2012 | May 21, 2021 | Common Stock | 833 | 19,167 | D |
| Stock Options (Right to Buy) | $3.62 | Feb 12, 2015 | M | 1,459 | A | Oct 29, 2010 | Oct 28, 2019 | Common Stock | 1,459 | 0 | D |
| Stock Options (Right to Buy) | $6.21 | Feb 12, 2015 | M | 18,562 | A | Jun 27, 2011 | May 26, 2021 | Common Stock | 18,562 | 1,688 | D |
Explanation of responses
- F1Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $18.00 to $17.505.