SEC Form 4 · accession 0001437749-26-022754
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert W. Mayo Jr.
Officer — Pres., Broadwind Ind. Solution
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 3:31 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | A | 8,348 | $4.65 | A | 133,438 | D | |
| Common Stock | holding | — | — | — | 27,144 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; (iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29; and (iv) 8,348 restricted stock units that vest 1,669 shares on each of 7/1/27 and 7/1/28 and 1,670 shares on each of 7/1/29, 7/1/30 and 7/1/31.