SEC Form 4 · accession 0001437749-26-022753
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Ciccone
Officer — VP and CFO
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 3:31 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | A | 16,289 | $4.65 | A | 128,211 | D | |
| Common Stock | holding | — | — | — | 21,546 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; (iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and (iv) 16,289 restricted stock units that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31.