SEC Form 4 · accession 0001104659-18-030665
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary B Wood
Director
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2018 | A | 13,435 | $0.00 | A | 27,162 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 13,435 restricted stock units that vest on 5/2/19.