SEC Form 4 · accession 0001104659-18-030662
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B. Blashford
Officer — Chief Operating Officer
Period of report
May 4, 2018
Accepted (ET)
May 4, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2018 | A | 50,000 | $0.00 | A | 126,070 | D | |
| Common Stock | holding | — | — | — | 2,866 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 50,000 restricted stock units that vest on 5/4/21.
- F2Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 9,458 restricted stock units that vest 4,729 shares on each of 2/21/19 and 2/21/20; (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21.