SEC Form 4 · accession 0001104659-18-011737
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B. Blashford
Officer — Pres., Broadwind Towers, Inc.
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | F | 1,699 | $2.31 | D | 80,462 | D | |
| Common StockF1,F2 | Feb 22, 2018 | F | 4,392 | $2.30 | D | 76,070 | D | |
| Common Stock | holding | — | — | — | 1,988 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 9,458 restricted stock units that vest 4,729 shares on each of 2/21/19 and 2/21/20; and (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21.