SEC Form 4 · accession 0001104659-18-011151
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E. Schueller
Officer — Pres., Brad Foote Gear Works
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2018 | A | 9,072 | $0.00 | A | 25,948 | D | |
| Common Stock | holding | — | — | — | 1,358 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21.
- F2Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21.