SEC Form 4 · accession 0001104659-17-029526
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Wagner
Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | S | 106 | $7.75 | D | 37,425 | D | |
| Common StockF1 | May 2, 2017 | S | 5,335 | $7.50 | D | 32,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,727 restricted stock units that vest on 4/27/18.