SEC Form 4 · accession 0001104659-17-011302
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik W. Jensen
Officer — VP & Chief Human Capital Off.
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2017 | A | 6,780 | $0.00 | A | 31,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20.
- F2Includes (i) 1,177 restricted stock units that vest on 7/23/17; (ii) 1,835 restricted stock units that vest on 2/19/18; (iii) 11,022 restricted stock units that vest 5,511 shares on each of 2/22/18 and 2/22/19; and (iv) 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20.