SEC Form 4 · accession 0001104659-16-114646
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Wagner
Director
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | F | 2,845 | $3.25 | D | 23,068 | D | |
| Common StockF2 | Apr 26, 2016 | A | 10,736 | $0.00 | A | 33,804 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes 10,736 restricted stock units that vest on 4/26/17.