SEC Form 4 · accession 0001104659-16-099318
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik W. Jensen
Officer — VP & Chief Human Capital Off.
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2016 | A | 16,532 | $0.00 | A | 25,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 16,532 restricted stock units that vest 5,510 shares on 2/22/17 and 5,511 shares on each of 2/22/18 and 2/22/19.
- F2Includes (i) 2,354 restricted stock units that vest 1,177 shares on each of 7/23/16 and 7/23/17; (ii) 3,670 restricted stock units that vest 1,835 shares on each of 2/19/17 and 2/19/18; and (iii) 16,532 restricted stock units that vest 5,510 shares on 2/22/17 and 5,511 shares on each of 2/22/18 and 2/22/19.