SEC Form 4 · accession 0000914190-15-000270
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik W. Jensen
Officer — VP & Chief Human Capital Off.
Period of report
Jul 23, 2015
Accepted (ET)
Jul 28, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 23, 2015 | F | 356 | $3.55 | D | 8,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes (i) 2,354 shares of restricted stock units that vest 1,177 shares on each of 7/23/16 and 7/23/17; and (ii) 5,505 shares of restricted stock units that vest 1,835 shares on each of 2/19/16, 2/19/17 and 2/19/18.