SEC Form 4 · accession 0000914190-15-000201
BROADWIND, INC. · BWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Wagner
Director
Period of report
Apr 23, 2015
Accepted (ET)
Apr 27, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2015 | A | 7,760 | $0.00 | A | 26,927 | D | |
| Common StockF2,F1 | Apr 24, 2015 | F | 1,014 | $4.38 | D | 25,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,760 shares of restricted stock units which vest on 4/23/16.
- F2The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.