SEC Form 4 · accession 0001366295-15-000002
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walker H Colston II
Officer — Senior V.P., Support
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2015 | S | 3,044 | $12.1345 | D | 24,458 | D | |
| Common Stock | May 11, 2015 | S | 4,300 | $12.1301 | D | 20,158 | D | |
| Common Stock | May 11, 2015 | M | 1,563 | $5.00 | A | 21,721 | D | |
| Common Stock | May 11, 2015 | S | 1,563 | $12.116 | D | 20,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $5.00 | May 11, 2015 | M | 1,563 | D | — | Feb 19, 2016 | Common Stock | 1,563 | 0 | D |
Explanation of responses
- F1Includes 1079 shares acquired under the Ixia Employee Stock Purchase Plan on 4/30/2015.
- F2Option to purchase 25,000 shares vested and became exercisable in sixteen equal quarterly installments commencing on 6/30/2009