SEC Form 4 · accession 0001120295-16-000198
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walker H Colston II
Officer — Senior V.P., Global Support
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | M | 22,500 | $8.88 | A | 38,262 | D | |
| Common Stock | Aug 18, 2016 | S | 22,500 | $11.7163 | D | 15,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F1 | $8.88 | Aug 18, 2016 | M | 22,500 | D | — | Mar 12, 2017 | Common Stock | 22,500 | 0 | D |
Explanation of responses
- F1Option to purchase 40,000 shares vested and became exercisable as to 20,000 shares on 03/16/12 and the remaining shares vested and became exercisable in 8 equal quarterly installments thereafter, commencing on 06/30/12.