SEC Form 4 · accession 0001120295-16-000139
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walker H Colston II
Officer — Senior V.P., Global Support
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 14,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.39 | Feb 26, 2016 | A | 50,000 | A | — | Feb 26, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The Reporting Person's prior Form 4 filed with the SEC on 11/19/2015 had an error in Column 4, line 4 (Amount of Securities Disposed of) of Table I. The amount listed, 17 shares, was under reported by 2 shares, which resulted in an error of the balance reported in Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction(s)) of Table I. The balance of 14,839 was over reported by 2 shares in line 4 of said Form 4 and should have been listed as 14,837 shares.
- F2Option to purchase 50,000 shares vests and becomes exercisable in 16 equal quarterly installments commencing June 30, 2016.