SEC Form 5 · accession 0001120295-16-000130
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Errol Ginsberg
Officer — See Remarks · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2010 | G | 1,500 | $0.00 | D | 4,690,123 | I | By Errol Ginsberg and Annette R. Michelson Family Trust dated 10/13/1999 |
| Common Stock | holding | — | — | — | 22,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were included in the Form 4s filed by the reporting person after the date of such transfer and prior to the date of the filing of this Form 5.
- F2Includes 399,137 shares previously held directly by the reporting person and transferred to The Errol Ginsberg and Annette R. Michelson Family Trust dated October 13, 1999 in December 2014. This change in form of ownership was not reflected in the Form 4s filed by the reporting person after the date of such change and prior to the date of the filing of this Form 5.
Remarks
Reporting Person is an Officer of the Issuer and his full title is: Chairman of the Board and Chief Innovation Officer.