SEC Form 4 · accession 0001120295-15-000117
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Buckly
Officer — Senior V.P., Corporate Affairs
Period of report
Nov 23, 2015
Accepted (ET)
Dec 3, 2015 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | G | 2,000 | $0.00 | D | 334,915 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $3.24 | D | 334,715 | D | |
| Common Stock | Dec 1, 2015 | S | 2,590 | $13.245 | D | 332,125 | D | |
| Common Stock | Dec 1, 2015 | S | 12,710 | $13.25 | D | 319,415 | D | |
| Common Stock | Dec 2, 2015 | S | 4,500 | $13.25 | D | 314,915 | D | |
| Common Stock | Dec 2, 2015 | S | 5,000 | $13.35 | D | 309,915 | D | |
| Common Stock | Dec 2, 2015 | S | 5,000 | $13.39 | D | 304,915 | D | |
| Common StockF1 | Dec 3, 2015 | S | 5,000 | $13.4337 | D | 299,915 | D | |
| Common StockF2 | Dec 3, 2015 | S | 5,000 | $13.4517 | D | 294,915 | D | |
| Common StockF3 | holding | — | — | — | 200,000 | I | By LLC for the benefit of the Reporting Person's two children | |
| Common Stock | holding | — | — | — | 2,400 | I | By Child | |
| Common Stock | holding | — | — | — | 2,400 | I | By Child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $13.4305 to $13.435. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- F2This transaction was executed in multiple trades at prices ranging from $13.42 to $13.49. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The Reporting Person is Manager of the LLC.