SEC Form 4 · accession 0001120295-15-000112
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent T Novak
Officer — Chief Financial Officer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2015 | S | 141 | $13.0747 | D | 64,559 | D | |
| Common StockF3 | Nov 17, 2015 | S | 187 | $13.075 | D | 64,372 | D | |
| Common StockF4 | Nov 17, 2015 | S | 164 | $13.0758 | D | 64,208 | D | |
| Common StockF5 | Nov 17, 2015 | S | 434 | $13.0744 | D | 63,774 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units which had originally been granted on 10/06/2011 for 6,000 shares vested as to 375 shares and 141 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F2Includes 924 shares acquired under the Ixia Employee Stock Purchase Plan on 10/31/2015.
- F3Restricted Stock Units which had originally been granted on 10/04/2012 for 8,000 shares vested as to 500 shares and 187 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F4Restricted Stock Units which had originally been granted on 10/10/2013 for 7,000 shares vested as to 438 shares and 164 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F5Restricted Stock Units which had originally been granted on 10/02/2014 for 20,000 shares vested as to 1,161 shares and 434 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.