SEC Form 4 · accession 0001120295-15-000110
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Alexander
Officer — Sr. VP, General Counsel
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2015 | S | 106 | $13.0758 | D | 28,661 | D | |
| Common StockF3 | Nov 17, 2015 | S | 85 | $13.0758 | D | 28,576 | D | |
| Common StockF4 | Nov 17, 2015 | S | 76 | $13.0758 | D | 28,500 | D | |
| Common StockF5 | Nov 17, 2015 | S | 175 | $13.0758 | D | 28,325 | D | |
| Common StockF6 | Nov 17, 2015 | S | 39 | $13.0758 | D | 28,286 | D | |
| Common StockF7 | Nov 17, 2015 | S | 234 | $13.0745 | D | 28,052 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units which had originally been granted on 10/06/2011 for 4,500 shares vested as to 282 shares and 106 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F2Includes 924 shares acquired under the Ixia Employee Stock Purchase Plan on 10/31/2015.
- F3Restricted Stock Units which had originally been granted on 10/04/2012 for 3,600 shares vested as to 225 shares and 85 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F4Restricted Stock Units which had originally been granted on 10/10/2013 for 3,200 shares vested as to 200 shares and 76 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F5Restricted Stock Units which had originally been granted on 06/26/2014 for 7,500 shares vested as to 468 shares and 175 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F6Restricted Stock Units which had originally been granted on 10/02/2014 for 1,600 shares vested as to 100 shares and 39 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.
- F7Restricted Stock Units which had originally been granted on 02/27/2015 for 10,000 shares vested as to 625 shares and 234 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares.