SEC Form 4 · accession 0001120295-15-000039
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent T Novak
Officer — Chief Financial Officer
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2015 | S | 145 | $12.4443 | D | 64,582 | D | |
| Common StockF3 | May 18, 2015 | S | 193 | $12.4443 | D | 64,389 | D | |
| Common StockF4 | May 18, 2015 | S | 169 | $12.4443 | D | 64,220 | D | |
| Common StockF5 | May 18, 2015 | S | 444 | $12.4443 | D | 63,776 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units which had originally been granted on 10/6/2011 for 6,000 shares vested as to 375 shares, and 145 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares
- F2Includes 925 shares acquired under the Ixia Employee Stock Purchase Plan on 4/30/2015.
- F3Restricted Stock Units which had originally been granted on 10/4/2012 for 8,000 shares vested as to 500 shares, and 193 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares
- F4Restricted Stock Units which had originally been granted on 10/10/2013 for 7,000 shares vested as to 438 shares, and 169 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares
- F5Restricted Stock Units which had originally been granted on 10/2/2014 for 20,000 shares vested as to 1,161 shares, and 444 of such shares were sold to pay withholding taxes applicable as a result of the issuance of such shares