SEC Form 4 · accession 0001120295-15-000005
IXIA · XXIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Errol Ginsberg
Officer — See Remarks · Director
Period of report
Jan 9, 2015
Accepted (ET)
Jan 12, 2015 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2015 | M | 6,250 | $7.99 | A | 430,024 | D | |
| Common Stock | holding | — | — | — | 4,292,486 | I | By Errol Ginsberg and Annette R. Michelson Family Trust dated 10/13/1999 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.99 | Jan 9, 2015 | M | 6,250 | D | — | May 28, 2015 | Common Stock | 6,250 | 0 | D |
Explanation of responses
- F1Option to purchase 100,000 shares vested and became exercisable in sixteen equal quarterly installments commencing 06/30/08.
Remarks
Reporting Person is an Officer of the Issuer and his full title is: Chairman of the Board and Chief Innovation Officer.