SEC Form 4/A · accession 0001120295-15-000001

IXIA · XXIA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director · 10% Owner

Period of report

Oct 2, 2014

Accepted (ET)

Jan 5, 2015 · 3:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001120295

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 2, 2014	A	9,858	$0.00	A	44,797	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2	$9.13	Oct 2, 2014	A	13,000	A	—	Oct 2, 2021	Common Stock	13,000	13,000	D

F1Restricted Stock Units for 9,858 shares vest and the shares represented thereby will be issued as to 2,464 shares on 10/10/14; 2,465 shares on 11/15/14; 2,464 shares on 02/15/15; and 2,465 shares on 05/15/15; provided, however, that if Ixia's 2015 Annual Meeting of Shareholders is held prior to 05/15/15, the final installment will vest on the day immediately preceding the date of such meeting. Each Restricted Stock Unit represents the right to receive one share of Ixia Common Stock to be issued and delivered at the end of the applicable vesting period. Amendment is being filed to correct vesting schedule.
F2Option to purchase 13,000 shares vests and becomes exercisable in four equal installments of 3,250 shares on each of 10/10/14, 11/15/14, 02/15/15 and 05/15/15; provided, however, that if Ixia's 2015 Annual Meeting of Shareholders is held prior to 05/15/15, the final installment will vest on the day immediately preceding the date of such meeting. Amendment is being filed to correct vesting schedule.