SEC Form 4 · accession 0001209191-18-060392
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars Wedenborn
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Nov 28, 2018 | S | 2,500 | $89.94 | D | 7,500 | I | By Pension Insurance |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 2,781 | D | ||
| Common Stock, par value $0.01 per shareF1,F4 | holding | — | — | — | 15,000 | I | By Pension Insurance |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock acquired through purchases.
- F2The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.
- F3Represents unvested shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.
- F4The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.