SEC Form 4 · accession 0001209191-18-056656
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Dennison
Officer — Controller and Prin Acctg Ofcr
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Oct 29, 2018 | S | 1,553 | $83.67 | D | 8,421 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents (i) 915 shares or units of restricted stock, of which 353 are vested, (ii) 7,180 shares underlying PSUs, of which 774 are vested and (iii) 326 shares purchased under the Employee Stock Purchase Plan.