SEC Form 4 · accession 0001209191-18-045298
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Wittman
Officer — Executive Vice President
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Aug 1, 2018 | F | 2,311 | $91.39 | D | 76,179 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents (i) 29,373 shares or units of restricted stock, of which 20,458 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan.