SEC Form 4 · accession 0001209191-18-029850
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars Wedenborn
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | May 10, 2018 | F | 899 | $90.37 | D | 4,878 | D | |
| Common Stock, par value $0.01 per shareF3,F4 | holding | — | — | — | 15,000 | I | By Pension Insurance | |
| Common Stock, par value $0.01 per shareF3,F5 | holding | — | — | — | 10,000 | I | By Pension Insurance |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 2,097 are vested.
- F3Represents shares of common stock acquired through purchases.
- F4The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.
- F5The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.