SEC Form 4 · accession 0001209191-18-026842
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley J Peterson
Officer — Executive Vice President
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Apr 26, 2018 | S | 1,400 | $88.25 | D | 21,645 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents (i) 13,141 shares of vested restricted stock, (ii) 7,341 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.