SEC Form 4 · accession 0001209191-18-026264
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Essa Kazim
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Apr 24, 2018 | A | 3,592 | $0.00 | A | 36,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock vests as to 100% on April 24, 2019.
- F2Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 28,226 are vested as of the date hereof.