SEC Form 4 · accession 0001209191-18-007941
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlene T Begley
Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Feb 2, 2018 | S | 4,017 | $81.37 | D | 7,608 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.35 to $81.38, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 4,612 shares are vested as of the date hereof.