SEC Form 4 · accession 0001209191-17-062372
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PC Nelson Griggs
Officer — Executive Vice President
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 20, 2017 | S | 2,064 | $76.58 | D | 9,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 9,758 shares underlying performance share units, of which 8,282 are vested.