SEC Form 4 · accession 0001209191-17-047317
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Wittman
Officer — Executive Vice President
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 1, 2017 | A | 13,372 | $0.00 | A | 62,794 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vests as to one-third on August 1, 2018, one-third on August 1, 2019 and one-third on August 1, 2020.
- F2Represents (i) 31,684 shares or units of restricted stock, of which 18,312 are vested, (ii) 29,531 shares underlying performance share units, of which 27,759 are vested and (iii) 1,579 shares purchased under the Employee Share Purchase Plan.