SEC Form 4 · accession 0001209191-17-031970
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Essa Kazim
Director
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 10, 2017 | A | 4,193 | $0.00 | A | 32,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock vests as to 100% on May 10, 2018.
- F2Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 28,226 are vested as of the date hereof.