SEC Form 4 · accession 0001209191-17-030934
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Essa Kazim
Director
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | May 5, 2017 | F | 1,305 | $67.91 | D | 28,226 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which all are vested as of the date hereof.