SEC Form 4 · accession 0001209191-17-028936
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars Wedenborn
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Apr 27, 2017 | S | 10,000 | $68.38 | D | 15,000 | I | By Pension Insurance |
| Common Stock, par value $0.01 per shareF1,F3 | holding | — | — | — | 10,000 | I | By Pension Insurance | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 4,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock acquired through purchases.
- F2The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.
- F3The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.
- F4Represents shares or units of unvested restricted stock granted under Nasdaq's Equity Incentive Plan.