SEC Form 5 · accession 0001209191-17-010467
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellyn A McColgan
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 15, 2016 | G | 342 | $0.00 | D | 26,546 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 16, 2016 | G | 1,764 | $0.00 | D | 26,546 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 22,196 shares are vested and the remaining units vest on May 5, 2017.