SEC Form 4 · accession 0001209191-16-132614
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ptasznik
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 11, 2016 | A | 23,332 | $0.00 | A | 23,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vests as to one-third on July 11, 2017, one-third on July 11, 2018 and one-third on July 11, 2019.