SEC Form 4 · accession 0001209191-16-118552
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn H Hutchins
Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 5, 2016 | A | 4,856 | $0.00 | A | 38,034 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1506 units of restricted stock vest immediately, and the remaining units vest on May 5, 2017.
- F2Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 33,684 are vested as of the date hereof. Mr. Hutchins disclaims beneficial ownership of any Nasdaq securities that may be held by Silver Lake or its affiliates, except to the extent of any pecuniary interest he may have therein.