SEC Form 4 · accession 0001209191-16-118519
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Kloet
Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 5, 2016 | A | 3,164 | $0.00 | A | 7,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock vests as to 100% on May 5, 2017.
- F2Represents (i) 5,512 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 2,348 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases.