SEC Form 4 · accession 0001209191-16-096709
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley J Peterson
Officer — Executive Vice President
Period of report
Feb 6, 2016
Accepted (ET)
Feb 9, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF2 | Feb 6, 2016 | F | 9,847 | $60.21 | D | 13,559 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction consists of a surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents (i) 13,141 shares of vested restricted stock and (ii) 418 shares purchased under the Employee Stock Purchase Plan.