SEC Form 4 · accession 0001209191-16-096704
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salil S Donde
Officer — Executive Vice President
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Feb 5, 2016 | F | 1,846 | $59.40 | D | 13,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents (i) 13,681 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,329 are vested and (ii) 308 shares purchased under the Employee Stock Purchase Plan.