SEC Form 4 · accession 0001209191-15-040731
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Markese
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 6, 2015 | A | 2,348 | $0.00 | A | 63,670 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock vests as to 100% on May 6, 2016.
- F2Represents (i) 1,424 shares of stock acquired upon exercise of vested stock options and (ii) 62,246 shares or units of restricted stock granted under Nasdaq's Equity Incentive Plan, of which 59,898 are vested as of the date hereof. Of these shares, 58,205 are held by the John D. Markese Trust September 2, 1999, of which Mr. Markese is a trustee and beneficiary.