SEC Form 4 · accession 0001209191-15-040728
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Essa Kazim
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 6, 2015 | A | 2,348 | $0.00 | A | 26,822 | D | |
| Common Stock, par value $0.01 per shareF3 | May 7, 2015 | F | 936 | $49.89 | D | 25,886 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock vests as to 100% on May 6, 2016.
- F2Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- F3Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 23,538 are vested as of the date hereof.